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Accounting & Finance Finance and Compliance

Finance and Compliance

Compliance departments of banks and brokerage firms have been expanding in both size and importance over the past few years, and they are certain to keep growing for the foreseeable future. Financial institutions are putting more resources into their compliance teams to minimize the possibility of receiving fines from regulators. Many high paying jobs have been created in finance and compliance. Our programmes in anti-money laundering, financial compliance and regulation will provide with you the basic information of a job in the compliance industry and advice on how to build a successful career.




Programmes Type

Programme Type


Start Date

Class Schedule

Financial Assistance


Hong Kong Island


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The programme aims to provide students with the latest development of Financial Technology (FinTech) and the contemporary issues related to Banking and Financial Services sectors. It offers knowledge about the various technological applications to enhance the competitive edges of banks, investment and securities firms. In addition, security and regulatory issues will be covered in this programme.
Start 02 SEP 2023 (SAT)
Duration 2 months to 3 months
Fee HK$9,900
The programme takes an integrated approach to fund administration and the regulatory landscape in asset management. The programme offers an overview of investment fund structures, strategies, regulation and fund administration from front-end to back office operations. It also covers the current development of fund regulatory compliance in the Greater Bay Area.  
Start 21 SEP 2023 (THU)
Duration 30 hours
Fee HK$8800
This programme offers the essential concepts and contemporary issue about aircraft leasing and financing. It provides a broad overview of main categories of different aircraft leasing transactions.
Start 07 OCT 2023 (SAT)
Duration 1 month to 2 months
Fee HK$7200
In view of limited funding available in the market, from the government or private venture capital, developing a feasible and appealing business plan as well as good pitching skills are more important than ever to win funding and sponsorship. This executive certificate helps entrepreneurs, SME owners, corporate project managers, and change-makers refine and differentiate their business plans to increase the chance of success in these turbulent times.
Start To be advised
Duration 3 months
Fee HK$7,200
The programme takes an integrated approach to financial law and ethics in business and finance. It considers how legal principles and ethical considerations are applied in the context of real case studies. The programme offers an overview of financial law and ethics in financial market transactions in capital markets and asset management. It also analyses the efficacy of the organizational requirements which companies are obliged to have in place to prevent unethical conduct from happening.
Start To be advised
Duration 3 months
Fee Application $150 (non-refundable)

Module 1 (15 hrs) $3,750
Financial Law and Regulations 

Module 2 (15 hrs) $3,750
Ethics and Professional Practice in Finance
開課日期 待定
修業期 9個月
課程費用 HK$9,900

Postgraduate Diploma in Finance and Law is designed to give you a sophisticated understanding of the legal and regulatory framework for the local and international financial sector, by taking an integrated approach to finance and law. Financial institutions need leaders who have extensive knowledge relating to the legal issues in international finance and banking.
This PGDFL creates a new kind of financial services professional: graduates who are trained in both finance and law. You will develop an advanced interdisciplinary understanding of relevant legal and financial contexts and combines a highly analytic academic core with applications informed by current practice.

Start 04 SEP 2023 (MON)
Duration 12 months to 48 months
Fee HK$7,100 per Finance module
HK$10,500 per Law module
A unique programme that aims to provide students with a coherent, relevant and practical programme of knowledge in bank and insurance compliance and prepares them for a career in these and related sectors.   Real-life cases  and exampleswill be discussed, drawing reference from standards and rules highlighting the non-compliance issues involved and grey areas.   
Start To be advised
Duration 1 year to 3 years
Fee HK$7300
RELEVANT & PRACTICAL PROGRAMME IN SFC AND LISTING COMPLIANCE!!   This is a unique programme that focuses on practical applications and all-round training in corporate compliance; it is positioned to be the pioneer in the market.   Contemporary cases will be discussed; drawing reference from standards and rules highlighting the issues and grey areas. Real-life examples and updated cases will be discussed during the class.
Start To be advised
Duration 1 year to 3 years
Fee HK$7300
Edinburgh Napier University, United Kingdom
Edinburgh Napier University, UK
  • Awarded 5 Stars for Teaching, Employability and Internationalisation, 2021 QS Stars Ratings
  • Raised 38 places in the Good University Guide 2021
Programme Features
  • Top in the UK for Value Added to students by Guardian University Guide 2017
  • Take Current Insights from Thematic Seminars in Finance
  • Face-to-face Lecture 42 hours per Module
  • Honours Top-up Degree in 2 years Part-time
  • Exemption of Associate Financial Planner Certification Education Programme by Institute of Financial Planners of HK
  • Cover part of Chartered Financial Analyst (CFA) qualification’s required body of knowledge
  • More than 2,000 Graduates in HK  
Start 05 JUN 2023 (MON)
Duration 2 years
Fee HK$13,500