Main content start
Change.每天多學一點 改變.可大可小

Accounting & FinanceFinance and Compliance

Finance and Compliance

Compliance departments of banks and brokerage firms have been expanding in both size and importance over the past few years, and they are certain to keep growing for the foreseeable future. Financial institutions are putting more resources into their compliance teams to minimize the possibility of receiving fines from regulators. Many high paying jobs have been created in finance and compliance. Our programmes in anti-money laundering, financial compliance and regulation will provide with you the basic information of a job in the compliance industry and advice on how to build a successful career.

Continuing Education Fund
Programmes Type
Subscribe e-connect
Hong Kong Monetary Authority (HKMA), works together with the banking industry to introduce an industry-wide competency framework – Enhanced Competency Framework (ECF) on Anti-money Laundering and Counter-financing of Terrorism (AML/CFT) to support talent development in AML/CFT.  The syllabus will be provided by the Hong Kong Institute of Bankers (HKIB) and this programme is offered for students to prepare for the ECF on AML/CFT Professional Level Examination.
PT
Start 01 NOV 2018 (THU)
Duration 18 hours
Fee HK$4,500
本課程為學生提供有關中國稅法及民商經濟法律的專業知識,重點講解上市結構、控股結構、營運模式和稅務的關係,並包括個人所得稅籌劃,藉以配合在中國商貿的工作需求。本課程尤適合對中國稅制及民商經濟法律有興趣之各階層行政人員、專業人士或在工作方面有此等認識需要的各界人士修讀
 
PT
開課日期 2018年11月13日 (星期二)
修業期 9個月
課程費用 HK$7,600
Rapid and wide-ranging changes in global financial markets and regulatory environment create a strong demand for people with expertise in both finance and law. This programme aims to emphasize the relationship between law and financial services. It takes an integrated approach to finance and law by including regulation, financial law, corporate finance, venture capital and corporate governance and introduces students to how financial and legal principles are applied in practice. The programme is recognized by the Institute of Paralegals in the UK.
PT
Start 04 JAN 2019 (FRI)
Duration 12 months to 48 months
Fee HK$6,600 per Finance module
HK$9,700 per Law module
RELEVANT & PRACTICAL PROGRAMME IN FINANCIAL, SFC AND LISTING COMPLIANCE!!   This is a unique programme that focuses on practical applications and all-round training in corporate compliance; it is positioned to be the pioneer in the market.   Contemporary cases will be discussed; drawing reference from standards and rules highlighting the issues and grey areas. Real-life examples and updated cases will be discussed during the class.
PT
Start To be advised
Duration 1 year to 3 years
Pioneer and Comprehensive programme in Bank and Insurance Compliance.   Great value lies in solving problem around the Grey Area! This is a unique programme that aims to provide students with a coherent, relevant and practical programme of knowledge in bank and insurance compliance and prepare them for a career in these and related sectors.   Real-life cases  and exampleswill be discussed, drawing reference from standards and rules highlighting the non-compliance issues involved and grey areas.   
PT
Start To be advised
Duration 1 year to 3 years
Edinburgh Napier University, UK
Programme Features
  • Top in the UK for Value Added to students by Guardian University Guide 2017
  • Take Current Insights from Thematic Seminars in Finance
  • Face-to-face Lecture 42 hours per Module
  • Honours Top-up Degree in 2 years Part-time
  • Exemption of Associate Financial Planner Certification Education Programme by Institute of Financial Planners of HK
  • Cover part of Chartered Financial Analyst (CFA) qualification’s required body of knowledge
  • More than 2,000 Graduates in HK  
PT
Start 28 JAN 2019 (MON)
Duration 2 years
Fee HK$7,000
University of London (Academic Direction: London School of Economics and Political Science)
The feature of this degree is to provide students with useful and relevant background in account and finance. This degree not only provides students with accounting techniques and focuses on computational skills with the aim of immediate application, but also enables students to evaluate the usefulness of their studies in different contexts and allows for them to further proceed into professional accounting and financial studies. The program is suitable for people who are interested in accounting and finance, accounting professions, investment banking, investment analysis and management, and etc.
PT
Start To be advised
Duration 3 years to 6 years
University of London (Academic Direction: London School of Economics and Political Science)
This degree provides students' with a significant insight of the financial role in industrialized economies by; exploring the financial markets, interaction between financial intermediations and all other financial institutes. Not only students will learn about the pricing of financial assets and why and how corporations issue various types of assets, but they will also look at the operation of domestic and international intermediations.
PT
Start To be advised
Duration 3 years to 6 years
Compliance departments across banks and financial institutions have been expanding in both size and importance over the past few years and they look certain to keep growing for the foreseeable future.  Banks, brokerage firms and asset managers across the world are piling more resources into their ‘middle office’ risk and compliance teams to avoid facing massive fines from regulators. Many new jobs have been created in financial compliance due to a shortage of compliance professionals and changing regulatory SFC and HKMA requirements. Increased regulation is creating more opportunities for professionals with exposure to AML, fraud, Anti-bribery Act and investigation.
PT
Start 02 NOV 2018 (FRI)
Duration 5 months
The demand for financial compliance professionals grows with new compliance and regulation standards in Hong Kong. This programme aims to equip students with latest knowledge in financial compliance in banking and asset management. Executive Certificate in Finance and Compliance is regularly updated to respond to current changing regulatory landscape.
PT
Start 11 JAN 2019 (FRI)
Duration 4 months