Executive Certificate in Audit Analytics - HKU SPACE: Accounting courses
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Accounting & FinanceAccounting

Executive Certificate in Audit Analytics
行政人員證書《審計分析》

New Course
Course Code
EP145A
Application Code
1780-EP145A
Study mode
Part-time
Start Date
To be advised
Next intake(s)
04-2020
Duration
3 months
Language
English supplemented with Cantonese
Course Fee
HK$7000
How to Apply
Deadline on 23 Mar 2020 (Mon)
Enquiries
2867 8475
2861 0278
Next Intake: April 2020

Want to be a Digital Auditor/Accountant before anyone else? If you want to excel at work, upgrade yourself with digital technology.
Take this Executive Certificate in Audit Analytics. Tools include ACL/ IDEA/ R/ WEKA/ TABLEAU.

Accounting and Auditing professionals need to be equipped with analytics technology in the new era.

The basic commercial landscape is rapidly shifting towards automated processes and data-backed decision making, and auditing is no different. In recent years, audit analytics has drawn great attention in the accounting and audit profession due to the increase in demand for enahncing audit quality by regulators, creditors, and investors; many audit firms and internal auditors have applied audit analytics to their audit processes.

In response to this trend, this programme aims to provide students with the basics of the application of analytics in the auditing process in current ubiquitous computer-based information systems and their application in organisations.

This programme aims at introducing students the concept of audit analytics, the basic audit analytics tools, and the application of various analytical methods in both internal and external audit processes. And the accounting and auditing professionals will be equipped with the technology in the new era.

 

Assessment and Award

  • Assessment is based on an in-class exercise (30%) and an individual assignment of a case study (70%).
  •  To be eligible for the award of Executive Certificate in Audit Analytics, students should obtain at least 50% overall marks of assessment and 70% attendance.

Module: Audit Analytics

Syllabus:

1. Introduction

- Competing on analytics

- Data analytics in auditing & continuous auditing (application, evolving approaches, and benefits)

- Introduction to audit analytics related software & tools

- Audit software (e.g. ACL, IDEA)

- Visualization package (e.g. TABLEAU, QLIKVIEW)

- Statistical packages (R Studio, SAS, SPSS)

2. Audit analytics in analytical procedures (I)

- Descriptive analysis (Demonstration using ACL)

- Data analysis – Part 1 (Demonstration using ACL)

3. Audit analytics in analytical procedures (II)

- Data analysis – Part 2 (Demonstration using ACL)

- Benford analysis

- Identifying duplicated records

- ACL scripting and functions (Date & time, text manipulation and searching)

- Developing audit trail and workpapers

4. Audit analytics in analytical procedures (III)

- Advanced data analytics practice

5. Introduction to Audit Exploratory Analytics and Risk Assessment

- Data visualization using Tableau

- Ratio analysis

- Continuous assessment

- Structured data, big data and open data

6. Audit Exploratory Analytics (I)

- Data interpretation concepts for Visualized Analytics

- Visualized Analytics – Part 1 (Demonstration using Tableau)

7. Audit Exploratory Analytics (II)

- Visualized Analytics – Part 2 (Demonstration using Tableau)

8. Audit Exploratory Analytics (III)

- Advanced data analytics practice

9. Audit Exploratory Analytics (IV)

- Project presentation for Audi Exploratory Analytics

10. Data mining in Audit (I)

- Data mining techniques – Part 1 (Demonstration using R Studio)

11. Data mining in Audit (II)

- Data mining techniques – Part 2 (Demonstration using R Studio)

24-hour of face-to-face lectures and
6-hour of computer aided workshops
 
Total hours: 30

 

Tutor

Mr. Gary Yiu (MSc(CUHK), MSc(HKPU), CPA, CIA, CISA, CCEBS)

Mr. Yiu was an Associate Director of one of the Big-4 firms and is currently working for an internal audit function of a leading bank in Hong Kong. He has extensive external and internal audit experience and served as a lecturer of various academic programmes and professional courses in the past 7 years.

Application Code 1780-EP145A -

Schedule for Aug 2019 Intake

Lecture Date Day of Week Time
1 7 Sep 2019 Saturday 19:00 - 22:00
2 21 Sep 2019 Saturday 19:00 - 22:00

3

28 Sep 2019 Saturday 19:00 - 22:00
4 5 Oct 2019 Saturday 19:00 - 22:00
5 12 Oct 2019 Saturday 19:00 - 22:00
6 19 Oct 2019 Saturday 19:00 - 22:00
7 26 Oct 2019 Saturday 19:00 - 22:00
8 2 Nov 2019 Saturday 19:00 - 22:00
9 16 Nov 2019 Saturday 19:00 - 22:00
10 23 Nov 2019 Saturday 19:00 - 22:00

Venue: Admiralty/ To be confirmed (HK Island)

* The schedule is subject to change when necessary.

Applicants shall:

i)  hold a bachelor's degree awarded by a recognised university of equivalent; or
ii) hold an Associate Degree / a Higher Diploma or equivalent, and have at least 2 years of work experience; or
iii) have relevant professional qualifications.
 

Applicants with other qualifications and substantial senior level work experience will be considered on individual merits.

Application Fee

HK$150 (Non-refundable)

Course Fee
  • Course Fee : HK$7000
  • Early Bird Rate : HK$6300 (ENROLL in the course on or before 3 Aug 2019)
  • Alumni Rate : HK$6300

Application Form Download Application Form

Enrolment Method

HKU SPACE provides 24-hour online application and payment service for students to make enrolment for most open admission courses (courses enrolled on first come, first served basis) and selected award-bearing programmes via the Internet.  Applicants may settle the payment by using either PPS, VISA or Mastercard online.

  1. Complete the online application form

    Applicant may click the icon Apply Now on the top right hand corner of the programme/course webpage to make online application, and then follow the instructions to fill in the online application form.

    Some programmes/courses may be admitted by selection, and may require applicants to provide electronic copy of any required documents (e.g. proof of qualification) as indicated on the programme/course webpage.  Only file format in doc, docx, jpg and pdf are supported. 

  2. Make Online Payment

    Pay the programme/course fees by either using:

    PPS via Internet - You will need a PPS account and a PPS Internet password. For information on how to open a PPS account and how to set up a PPS Internet password, please visit http://www.ppshk.com.

    Credit Card Online Payment - Course fees can be paid by VISA or Mastercard including the “HKU SPACE Mastercard”.

To know more about online enrolment and payment, please refer to the user guide of Online Enrolment and Payment:

 

In Person / Mail

For first time enrolment

Applicants must provide all the required information on the application form and any additional information as required after the intial application assessment. Otherwise the School may not be able to process the admission/enrolment further.

  1. For first come, first served short courses, complete the Application for Enrolment Form SF26 and bring or post the completed form(s), together with the appropriate application/course fee(s) and any required supporting documents to any of the HKU SPACE enrolment centres.  
  2. Award-bearing and professional courses may require other information. Forms are usually available at the enrolment centres or on request from programme staff. Bring or post the completed form(s), together with the appropriate application/course fee(s) and any required supporting documents to any of the HKU SPACE enrolment centres.

For continuing enrolment in the same course

In person or by post
  1. The standard ‘Enrolment/Payment Slip’ is designed for students of award-bearing programmes or remaining programmes in a suite of programmes requiring continuing enrolment and it applies to most programmes.
  2. Students should complete the “Enrolment/Payment Slip” which will be made available by relevant programme staff and return the slip to any HKU SPACE enrolment centre or post it to the relevant programme staff with appropriate fee payment.

If you are in doubt about the procedures, please check the individual course details, or contact our programme staff or enrolment centres. 

Please note the followings for programme/course enrollment:

  1. To make an application online, you will need a computer with connection to the Internet and a web browser with JavaScript enabled. Internet Explorer 5.01 or above is recommended for the web browser.
  2. Applicants should not leave the online application idle for more than 10 minutes.  Otherwise, applicants must restart the application process.
  3. Only S-MILES and Early Bird Discount are supported in Online Applicants (Application).  To enjoy other types of discount, please visit one of our enrolment centres.
  4. During the online application process, asynchronous application and payment submission may occur.  Successful payment may not guarantee successful application.  In case of unsuccessful submission, our programme staff will contact you shortly.
  5. Applicants are reminded that they should only apply for the same programme/course once through counter or online application.
  6. For online enrolment, payment confirmation page would be displayed after payment has been made successfully.  In addition, a confirmation email would also be sent to your email account.  You are advised to keep your payment confirmation for future enquiries.
  7. Fees paid are not refundable except as statutorily provided or under very exceptional circumstances (e.g. course cancellation due to insufficient enrolment).
  8. If admission is by selection, the official receipt is not a guarantee that your application has been accepted.  We will inform you of the result as soon as possible after the closing date for application.  Unsuccessful applicants will be given a refund of programme/course fee if already paid.

Disclaimer

The School provides a platform for online services for a selected range of products it offers. While every effort is made to ensure timeliness and accuracy of information contained in this website, such information and materials are provided "as is" without express or implied warranty of any kind. In particular, no warranty or assurance regarding non-infringement, security, accuracy, fitness for a purpose or freedom from computer viruses is given in connection with such information and materials.

The School (and its respective employees and subsidiaries) is not liable for any loss or damage in connection with any online payments made by you by reason of (i) any failure, delay, interruption, suspension or restriction of the transmission of any information or message from any payment gateways of the relevant banks and/or third party merchants for processing credit/debit/smart card or other payment facilitation mechanism; (ii) any negligence, mistake, error in or omission from any information or message transmitted from the said payment gateways; (iii) any breakdown, malfunction or failure of those gateways in effecting online payment service or (iv) anything arisen out of or in connection with the said payment gateways, including but not limited to unauthorised access to or alternation of the transmission of data or any unlawful act not permitted by the law.

Payment Method
1. Cash or EPS

Cash or EPS are accepted at any HKU SPACE Enrolment Centres.

2. Cheque or bank draft

Course fees can also be paid by crossed cheque or bank draft made payable to “HKU SPACE”. Please write the programme title(s)  and the applicant’s name on the back of the cheque. You may either:

  • in person by submitting the payment, completed form(s), and required supporting documents to any of our enrolment centres; or
  • by mailing the above documents to any of our enrolment centres, specifying “Course Application” on the envelope. 
3. VISA/MasterCard

Course applicants, who are holders of HKU SPACE Mastercard, can enjoy a 10-month interest-free instalment period for courses of HK$2,000 and over. For enquiries, please contact our enrolment centres.

4. Online payment

Online payment for short courses (first come, first served) and selected award-bearing programmes is available using PPS, VISA or Mastercard. Please refer to the Online Services page on the School website.

Notes

  1. For general and short courses, applicants may be required to pay the course fee in cash or by EPS, Visa or Mastercard if the course is to start shortly.
  2. Fees paid are not refundable except under very exceptional circumstances (e.g. course cancellation due to insufficient enrolment), subject to the School’s discretion. In exceptional cases where a refund is approved, fees paid by cash, EPS, cheque or online PPS will be reimbursed by a cheque; fees paid by credit card will be reimbursed to credit card account used for payment.
  3. In addition to the published fees, there may be additional costs associated with individual programmes. Please refer to the relevant course brochures or direct any enquiries to the relevant programme teams for details.
  4. Fees and places on courses are not transferrable. Once accepted onto a course, the student may not change to another course without approval from HKU SPACE. A processing fee of HK$120 will be levied on each approved transfer.
  5. HKU SPACE will not be responsible for any loss of payment, receipt, or personal information sent by mail.
  6. For additional copies of receipts, please submit a completed form, a sufficiently stamped and self-addressed envelope, and a crossed cheque for HK$30 per copy made payable to ‘HKU SPACE’ to any of our enrolment centres. Such copies will normally be issued at the end of a course.
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